0001193125-14-113188.txt : 20140325 0001193125-14-113188.hdr.sgml : 20140325 20140325061123 ACCESSION NUMBER: 0001193125-14-113188 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140325 DATE AS OF CHANGE: 20140325 GROUP MEMBERS: BERKSHIRE HATHAWAY ASSURANCE CORP GROUP MEMBERS: BERKSHIRE HATHAWAY LIFE INSURANCE CO OF NEBRASKA GROUP MEMBERS: GENERAL RE CORP GROUP MEMBERS: GENERAL RE LIFE CORP GROUP MEMBERS: GENERAL REINSURANCE CORP GROUP MEMBERS: NATIONAL INDEMNITY CO GROUP MEMBERS: WARREN E. BUFFETT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: USG CORP CENTRAL INDEX KEY: 0000757011 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 363329400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36940 FILM NUMBER: 14714518 BUSINESS ADDRESS: STREET 1: 550 WEST ADAMS STREET STREET 2: DEPARTMENT 188 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-606-4000 MAIL ADDRESS: STREET 1: DEPARTMENT #188 STREET 2: 550 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 SC 13D/A 1 d698750dsc13da.htm SC 13D/A SC 13D/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13D/A

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2(a)

(Amendment No. 7)

 

 

USG CORPORATION

(Name of Issuer)

 

 

COMMON STOCK, PAR VALUE $0.10 PER SHARE

(Title of Class of Securities)

903293 40 5

(CUSIP Number)

MARC D. HAMBURG

BERKSHIRE HATHAWAY INC.

3555 FARNAM STREET

OMAHA, NEBRASKA 68131

(402) 346-1400

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

March 24, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

If the person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

 

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

1  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 903293 40 5   SCHEDULE 13D/A   PAGE 2 OF 3 PAGES

 

Item 4 is hereby amended to add the following:

On March 24, 2014, the Reporting Persons became aware that USG had issued a notice of redemption to redeem on April 17, 2014, the outstanding aggregate principal amount of the Notes. The Notes called for redemption are subject to redemption at the stated redemption price equal to 105% of the aggregate principal amount of such notes, plus accrued and unpaid interest to (but not including) the redemption date, unless the holders of the Notes that are called for redemption convert such Notes prior to the redemption date. The Notes are convertible into 87.7193 shares of Common Stock per $1,000 principal amount of Notes (based on the conversion price of $11.40 per share). BH Nebraska, BH Assurance and General Re Life intend, prior to the redemption date, to elect to convert all of the outstanding Notes held by them, in the aggregate principal amount of $56,170,000, into shares of USG Common Stock, which would result in an aggregate of 4,927,193 additional shares of USG Common Stock being issued to such Reporting Persons. Such shares of USG Common Stock would be held for investment purposes.


CUSIP NO. 903293 40 5   SCHEDULE 13D/A   PAGE 3 OF 3 PAGES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement on Schedule 13D is true, complete, and correct.

Dated: March 24, 2014

 

WARREN E. BUFFETT
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact
BERKSHIRE HATHAWAY INC.
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Senior Vice President
NATIONAL INDEMNITY COMPANY
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact
BERKSHIRE HATHAWAY LIFE INSURANCE COMPANY OF NEBRASKA
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact
BERKSHIRE HATHAWAY ASSURANCE CORPORATION
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact
GENERAL RE CORPORATION
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact
GENERAL REINSURANCE CORPORATION
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact
GENERAL RE LIFE CORPORATION
By:  

/s/ MARC D. HAMBURG

Name:   Marc D. Hamburg
Title:   Attorney-In-Fact